To
All Trading Members of the Exchange
Sub: FINAL ORDER under Sections 11(1), 11(4) and 11B of the Securities and Exchange Board of India Act, 1992 In Re: Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 In respect of Ms. B. Jayanthi In the matter of NCL Research & Financial Services Ltd.
SEBI vide its Order no. WTM/MPB/EFD1-DRA4/04/2019 dated January 10, 2019 has inter-alia restrained Ms. B. Jayanthi (PAN: ASTPJ0593Q) from accessing the securities market for a period of two years from the date of this order and further prohibit her from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the securities market in any manner, whatsoever, for a period of two years, from the date of this order. During the period of restraint, the existing securities holding, including units of mutual funds, of the Noticee shall remain frozen.
This Order shall come into force with immediate effect.
A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.
Trading members are advised to take note of the same and ensure compliance.
Shaila Valsan Avijit Sarkar
Manager Assistant Manager
Surveillance Surveillance
Date: January 15,2019
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